The Securities Commission has issued a temporary cease-trade order against Vincent Byrne. The former mutual fund salesperson kiboshed his registration in 2013, but has since given investment advice and done trading on behalf of clients. Byrne has been ordered to stop, except on his own behalf.
Category: Halifax
NS Securities Commission warns about Balboa International
The Securities Commission is alerting investors about Balboa International.
At least one Nova Scotian was called and solicited to invest in gold options, but the company isn’t registered to sell securities here. Balboa International appears to be related to Balboa Forex, and both appear to be based out of Costa Rica.